Academic Personnel Records Retention Schedule
This records retention schedule, developed with input from academic personnel records officers throughout the IU system, should be employed by all IUPUI units that maintain faculty personnel records in their offices. The schedule was approved by the Indiana University Academic Officers Committee on January 31, 2003, for system-wide use.
The records retention schedule is divided into "originals" and "copies." Many original records will be found in the Office of IUPUI Academic Policies, Procedures and Documentation in the Dean of Faculties office. Many copies of records will reside in schools, departments, and individual offices on the IUPUI campus. However, in some cases original records will be found in school, department, or other offices, and the Office of Academic Policies, Procedures and Document will not have a copy.
Many of the records series in the records retention schedule provide for a "permanent" disposition. Series that stipulate "Permanent: Transfer to Archives" should be sent to the IUPUI Special Collections and Archives. Office personnel should contact Steve Towne at IUPUI University Archives at 278-3445 or setowne@iupui.edu to arrange for transfer. Series simply marked "Permanent" should be retained in office.
Steve Towne, Assistant University Archivist
IUPUI University Library
Ruth Lilly Special Collections and Archives
UL0133
Phone: 278-3445
Email: setowne@iupui.edu
Personnel records officers may find that they have records that are not covered by this records retention schedule. In this event, please contact IUPUI University Archives for assistance.
| Academic Personnel Records |
Disposition Schedule |
|
| Approved by the Academic Officers Committee (AOC) | on January 31, 2003 | |
| **Faculty Records | ||
| Type of Record | Disposition-Originals | Disposition-Copies |
| Vita | Permanent: Transfer to Archives | Permanent |
| Disciplinary Letters and E-Mail | Permanent: Transfer to Archives | Permanent |
| Faculty Summary Reports | Permanent: Transfer to Archives | 2 Years After Separation |
| Personal and Professional History Form | Permanent: Transfer to Archives | 2 Years After Separation |
| IU News Releases Regarding Faculty Member | Permanent: Transfer to Archives | 2 Years After Separation |
| Personnel Action Forms | Permanent: Transfer to Archives | 2 Years After Separation |
| Appointment and Offer Letters | Permanent: Transfer to Archives | 2 Years After Separation |
| Intent to Recommend Appointment Form | Permanent: Transfer to Archives | 2 Years After Separation |
| Notice of Terms of Initial Appointment | Permanent: Transfer to Archives | 2 Years After Separation |
| Appointment - Letters of Recommendation | 5 Years After Separation | 2 Years After Separation |
| Reappointment Notice | 5 Years After Separation | 2 Years After Separation |
| Verification of Receipt of Ph.D. - Transcript | 5 Years After Separation | 2 Years After Separation |
| Copies of Salary Letters | 5 Years After Separation | 2 Years After Separation |
| Pre-Tenure Review Letter | 5 Years After Separation | 2 Years After Separation |
| Sabbatical Leave Letters - Approval letter, Request and Acknowledgement of Report | 5 Years After Separation | 2 Years After Separation |
| Sabbatical Reports | 5 Years After Separation | 2 Years After Separation |
| Leave of Absence Requests | 5 Years After Separation | 2 Years After Separation |
| Research Leave Supplement Letter | 5 Years After Separation | 2 Years After Separation |
| Grant Approval Letter | 5 Years After Separation | 2 Years After Separation |
| Supplemental Payroll Vouchers - Copies | 5 Years After Separation | 2 Years After Separation |
| Retirement Application | 5 Years After Separation | 2 Years After Separation |
| Notice of Changes to Biographical Information | 5 Years After Separation | 2 Years After Separation |
| Employment Verifications, I 9s | 5 Years After Separation | 2 Years After Date of Hire |
| **Adjunct Faculty Files | ||
| Type of Record | Disposition - Originals | Disposition - Copies |
| Vita | Permanent: Transfer to Archives | Permanent |
| Disciplinary Letters and E-Mails | Permanent: Transfer to Archives | Permanent |
| Faculty Summary Reports | Permanent: Transfer to Archives | 2 Years After Separation |
| Personal and Professional History Form | Permanent: Transfer to Archives | 2 Years After Separation |
| IU News Releases Regarding Faculty Member | Permanent: Transfer to Archives | 2 Years After Separation |
| Personnel Action Forms | Permanent: Transfer to Archives | 2 Years After Separation |
| **Promotion and Tenure Files | ||
| Type of Record | Disposition - Originals | Disposition - Copies |
| Chairman's Personal Recommendation & Summary Evaluation | Permanent: Transfer to Archives | 2 Years After Separation |
| Departmental Recommendation (Report of Exact Votes or Memos From Colleagues) | Permanent: Transfer to Archives | 2 Years After Separation |
| Candidate's Statement on Teaching, Research and Service | Permanent: Transfer to Archives | 2 Years After Separation |
| Outside Evaluations | Permanent: Transfer to Archives | 2 Years After Separation |
| Letters From Former Students | Permanent: Transfer to Archives | 2 Years After Separation |
| Evaluations by Colleagues Regarding Quality of Teaching, Research & Service | Permanent: Transfer to Archives | 2 Years After Separation |
| Departmental Evaluation of Stature of Journals in Which Publications Appeared | Permanent: Transfer to Archives | 2 Years After Separation |
| Departmental Assessment of the Contributions Made to Co-Authored or Collaborative Work | Permanent: Transfer to Archives | 2 Years After Separation |
| Summary of Service Activities | Permanent: Transfer to Archives | 2 Years After Separation |
| Evaluation by Chair on Quality of Service Activities | Permanent: Transfer to Archives | 2 Years After Separation |
| Campus Committee Recommendation | Permanent: Transfer to Archives | 2 Years After Separation |
| Chancellor or Vice Chancellor Recommendation | Permanent: Transfer to Archives | 2 Years After Separation |
| Copy of List of Referees Supplied by Candidate | Returned to Department | 0-1 Years After Decision |
| Copy of List of Referees Supplied by Chair or Department Committee | Returned to Department | 0-1 Years After Decision |
| List of Courses Taught and Number of Students Enrolled | Returned to Department | 0-1 Years After Decision |
| Copies of Textbooks Written | Returned to Department | 0-1 Years After Decision |
| Evidence of Curricula Development Activities | Returned to Department | 0-1 Years After Decision |
| Evidence of Quality of Teaching | Returned to Department | 0-1 Years After Decision |
| Student Evaluation Forms | Returned to Department | 0-1 Years After Decision |
| Summary of Student Evaluations | Returned to Department | 0-1 Years After Decision |
| Write-ups of Interviews of Students Regarding the Candidate that were Undertaken by the Department | Returned to Department | 0-1 Years After Decision |
| Copies of Publications, Research Papers, Creative Work, and Reviews of Creative Performances and Exhibitions | Returned to Department | 0-1 Years After Decision |
| **Graduate AI Records | ||
| Type of Record | Disposition - Originals | Disposition - Copies |
| Appointment Files | 7 Years After Date of Hire | 2 Years After Date of Hire |
| Agreement Forms | 7 Years After Date of Hire | 2 Years After Date of Hire |
| Contracts | 7 Years After Date of Hire | 2 Years After Date of Hire |
| Employment Verifications, I 9s | 3 Years After Date of Hire, or 1 Year After Separation, Whichever is Later | 2 Years After Date of Hire |